WebApr 14, 2024 · If you are not certain, you may want to review SEC interpretations ask for advice from the SEC’s Division of Market Regulation by calling (202) 551-5777 or by sending an e-mail to [email protected]. (Please be sure to include your telephone number.) You are also welcome to consult with our office, by telephone or by email to [email protected]. WebMay 15, 2024 · Notice Establishment of the Interdepartmental Substance Use Disorders Coordinating Committee and Solicitation of Nominations for Committee Members A Notice by the Health and Human Services Department on 05/15/2024 Document Details Printed version: PDF Publication Date: 05/15/2024 Agency: Dates:
News & Notices NFA I-22-05
WebSee also Notice to Members 05-78 (November 2005). 7 See Securities Exchange Act Release No. 53580 (March 30, 2006), 71 FR 17529 (April 6, 2006) (SR-NASD-2006-040). See also Notice to Members 06-15 (April 2006). 8 The proposed changes indicated below are based on rule text approved by the WebSep 27, 2024 · The Notice reiterates applicable regulatory obligations; summarizes recent trends in examination findings, observations, and disciplinary actions; and provides questions member firms may consider when evaluating their systems, procedures, and controls relating to vendor management. sign of complex number
EMERGENCY PROCLAMATION BY THE GOVERNOR …
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